Monitoring and Surveillance Compliance Officer - Taylor Root

Professional Title
Legal Executive
PQE Guide
Any - Any
Areas of Practice
Capital Markets
London Only

Office Locations


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Taylor Root

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Job Description

My client is a major City based US investment bank looking for a Monitoring and Surveillance officer to join their Capital Markets and Wealth Management business on a 12 month fixed term contract basis.

This is a senior position reporting into the European Head of Monitoring and Surveillance. Main responsibilities include carrying out trade surveillance across a variety of different products, development of surveillance reports and processes and assisting in the completion of the annual compliance desk review monitoring program.

The successful candidate will have an excellent understanding of FCA rules and regulations, as well as experience in trade surveillance or a trading background.

For more information please contact Anna Vallego on 02073322160 or at

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.